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Registered advisor
P•••• F•••• F•••••
Chartered Financial Consultant
Feed of 09/14/2026
Also filed as P•••• F F•••••
At current firm
4 y
since Oct 22, 2021
In the industry
40 y
since Apr 1, 1986 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- T•• F••••• W••••• M••••••••• G•••• former currentsince Oct 22, 2021 · Westbury, Ny
- M•• I•••••••• S•••••••• L•• BD affiliatedAug 31, 2009 to Dec 31, 2009 · Woodbury, Ny
Moves
a registration end followed by a registration begin elsewhere
- M•• I•••••••• S•••••••• L•• to T•• F••••• W••••• M••••••••• G••••left Dec 31, 2009, registered Oct 22, 2021 (4313 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Former SEC-registered adviserderived
- Years in industry
- 40derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address