DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

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Registered advisor

B•••• A•••••••• K••••

K•••• F••••••••state registeredBonita, CaIA-onlyIAPD 1500212

Feed of 09/14/2026

Also filed as Robert A•••••••• Thai

At current firm

0 y

since Apr 23, 2026

In the industry

23 y

since Jan 18, 2003 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S65

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

K•••• F•••••••• state registered current
since Apr 23, 2026 · Bonita, Ca
C••••• I••••••••• A••••••• L•• BD affiliated
Sep 5, 2025 to Jun 16, 2026 · Bonita, Ca
A•••••• A••••••• S••••••• former
Nov 7, 2022 to Sep 5, 2025 · Bonita, Ca
C••••• I••••••••• A••••••• L•• BD affiliated
Apr 4, 2003 to Nov 9, 2022 · Bonita, Ca

Moves

a registration end followed by a registration begin elsewhere

C••••• I••••••••• A••••••• L•• to K•••• F••••••••
left Jun 16, 2026, registered Apr 23, 2026 (-54 days) · Affiliated broker-dealer or bank to a state-registered adviser · moved with a team
A•••••• A••••••• S••••••• to C••••• I••••••••• A••••••• L••
left Sep 5, 2025, registered Sep 5, 2025 (0 days) · corporate re-registration, not a move
C••••• I••••••••• A••••••• L•• to A•••••• A••••••• S•••••••
left Nov 9, 2022, registered Nov 7, 2022 (-2 days) · Affiliated broker-dealer or bank to another · moved with a team

Signals

B•••• A•••••••• K•••• left C••••• I••••••••• A••••••• L•• for K•••• F•••••••• (registered 2026-04-23)
Jun 16, 2026 · Advisor changed firm · fact
B•••• A•••••••• K•••• left C••••• I••••••••• A••••••• L•• for A•••••• A••••••• S••••••• (registered 2022-11-07)
Nov 9, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: STATE REGISTEREDderived
Years in industry: 23derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address