RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
W•••••• S••••• P•••••
- W••••••••• C•••••• G••••• L••• state registered currentsince Jan 11, 2010 · North Barrington, Il
- J• W• C••• A•••••••• I••• BD affiliatedJan 18, 2006 to Jan 20, 2010 · Libertyville, Il
- W••••••••• F•••••••• G••••• I••• unclassifiedNov 1, 2002 to Jan 20, 2006 · Lincolnshire, Il
- J• W• C••• A•••••••• I••• to W••••••••• C•••••• G••••• L•••left Jan 20, 2010, registered Jan 11, 2010 (-9 days) · Other
- W••••••••• F•••••••• G••••• I••• to J• W• C••• A•••••••• I•••left Jan 20, 2006, registered Jan 18, 2006 (-2 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 37derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address