RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
R•••••• E•••• H•••
- B•••••••• C•••••• G•••• L••• independent RIA currentsince Jan 4, 2012 · Galena, Il
- H••• S••••••••• I••• unclassifiedJan 3, 2006 to Dec 31, 2011 · Edwardsville, Il
- H••• • V••• I••••••••• A•••••••• I••• unclassifiedAug 18, 1999 to Dec 31, 2005 · Edwardsville, Il
- H••• S••••••••• I••• to B•••••••• C•••••• G•••• L•••left Dec 31, 2011, registered Jan 4, 2012 (4 days) · Other
- H••• • V••• I••••••••• A•••••••• I••• to H••• S••••••••• I•••left Dec 31, 2005, registered Jan 3, 2006 (3 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 40derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address