RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
S•••• G•••••• T•••••
- S••••••••• M•••••• state registered currentsince Feb 9, 2026 · Maitland, Fl
- S••••••••• M•••••• state registeredApr 20, 2011 to Dec 31, 2011 · Maitland, Fl
- S••••••••• M•••••• state registeredApr 20, 2011 to Dec 31, 2025 · Maitland, Fl
- Q•• F•••••••• L•• unclassifiedNov 27, 2006 to Feb 11, 2011 · Maitland, Fl
- G•••••••• F••••••••• I•• unclassifiedDec 8, 2004 to Nov 2, 2006 · Maitland, Fl
- G• A• R••••• • C•••••• BD affiliatedJul 3, 2001 to Dec 1, 2004 · Maitland, Fl
- Q•• F•••••••• L•• to S••••••••• M••••••left Feb 11, 2011, registered Apr 20, 2011 (68 days) · Other
- G•••••••• F••••••••• I•• to Q•• F•••••••• L••left Nov 2, 2006, registered Nov 27, 2006 (25 days) · Other
- G• A• R••••• • C•••••• to G•••••••• F••••••••• I••left Dec 1, 2004, registered Dec 8, 2004 (7 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 40derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address