RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J•••• E••••• N•••••
- B•• P•••••••• I••• BD affiliated currentsince Dec 5, 2025 · Cedar Rapids, Ia
- M•••••• I••••••••• A••••••• L•• formerMar 17, 2016 to Dec 31, 2016 · Redwood Falls, Mn
- M•••••• S••••••••• A•••• M••••••••• L•• formerFeb 25, 2016 to Dec 5, 2025 · Redwood Falls, Mn
- M•••••• S••••••••• C••• I••• formerMar 31, 2014 to Apr 27, 2016 · Redwood Falls, Mn
- M•••••••• V••••• I••••••••• A••••••• L•• unclassifiedJan 9, 2014 to Sep 17, 2014 · Redwood Falls, Mn
- M•••••• S••••••••• A•••• M••••••••• L•• to M•••••• I••••••••• A••••••• L••left Dec 5, 2025, registered Mar 17, 2016 (-3550 days) · Other
- M•••••• I••••••••• A••••••• L•• to B•• P•••••••• I•••left Dec 31, 2016, registered Dec 5, 2025 (3261 days) · Other · moved with a team
- M•••••• S••••••••• C••• I••• to M•••••• S••••••••• A•••• M••••••••• L••left Apr 27, 2016, registered Feb 25, 2016 (-62 days) · channel change inside one enterprise, not a move · moved with a team
- M•••••••• V••••• I••••••••• A••••••• L•• to M•••••• S••••••••• C••• I•••left Sep 17, 2014, registered Mar 31, 2014 (-170 days) · Other
- J•••• E••••• N••••• left M•••••• S••••••••• A•••• M••••••••• L•• for M•••••• I••••••••• A••••••• L•• (registered 2016-03-17)Dec 5, 2025 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 40derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address