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RIA Intelligence
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Registered advisor
J••••• P••• B•••••••
Feed of 09/14/2026
At current firm
1 y
since Jul 10, 2025
In the industry
40 y
since May 1, 1986 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- L•• F•••••••• L•• BD affiliated currentsince Jul 10, 2025 · Clarks Summit, Pa
- C•••••• G•••• • C• I•• formerMar 31, 2023 to Jul 10, 2025 · Clarks Summit, Pa
- P•••• S••••••••• L•• no RAUMSep 6, 2011 to Apr 7, 2023 · Clarks Summit, Pa
Moves
a registration end followed by a registration begin elsewhere
- C•••••• G•••• • C• I•• to L•• F•••••••• L••left Jul 10, 2025, registered Jul 10, 2025 (0 days) · corporate re-registration, not a move
- P•••• S••••••••• L•• to C•••••• G•••• • C• I••left Apr 7, 2023, registered Mar 31, 2023 (-7 days) · Affiliated broker-dealer or bank to another
Signals
- J••••• P••• B••••••• left P•••• S••••••••• L•• for C•••••• G•••• • C• I•• (registered 2023-03-31)Apr 7, 2023 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 40derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address