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Registered advisor
M••••• P•••••• O••••••
Feed of 09/14/2026
Also filed as M••••• P O••••••
At current firm
20 y
since Mar 14, 2006
In the industry
37 y
since Jul 5, 1989 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- P••• B• I••••••••• I••• state registered currentsince Mar 14, 2006 · Carmel Valley, Ca
- U•••••••• S••••••••• I••• unclassifiedMay 25, 2004 to Oct 21, 2005 · Mission Hills, Ca
- N••••••• P••••••• C••••••••• •••• O• A••••••• I• F• • N•• formerJun 18, 2003 to May 3, 2004 · Chatsworth, Ca
- N••••••• P••••••• C••••••••• •••• O• A••••••• I• F• • N•• formerJun 29, 1999 to Jan 8, 2003 · Mission Hills, Ca
Moves
a registration end followed by a registration begin elsewhere
- U•••••••• S••••••••• I••• to P••• B• I••••••••• I•••left Oct 21, 2005, registered Mar 14, 2006 (144 days) · Other
- N••••••• P••••••• C••••••••• •••• O• A••••••• I• F• • N•• to U•••••••• S••••••••• I•••left May 3, 2004, registered May 25, 2004 (22 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 37derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address