RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
S••••• J•••• L••••
- V••••• A•••• M••••••••• independent RIA currentsince Jul 29, 2011 · Aberdeen, Nc
- V••••• I••••••••• I••• unclassifiedOct 31, 2006 to Jul 29, 2011 · Durham, Nc
- H••••••••• G••••• E••••• • R••••••••• S••••••••• unclassifiedMar 10, 2006 to Oct 25, 2006 · Raleigh, Nc
- S••••••• I••••••••• S•••••••• I••• formerJan 21, 2005 to Sep 16, 2005 · Durham, Nc
- C•••• I••••••••• S••••••• C•••• formerJul 22, 2002 to Jan 3, 2005 · New York, Ny
- V••••• I••••••••• I••• to V••••• A•••• M•••••••••left Jul 29, 2011, registered Jul 29, 2011 (0 days) · Other
- H••••••••• G••••• E••••• • R••••••••• S••••••••• to V••••• I••••••••• I•••left Oct 25, 2006, registered Oct 31, 2006 (6 days) · Other
- S••••••• I••••••••• S•••••••• I••• to H••••••••• G••••• E••••• • R••••••••• S•••••••••left Sep 16, 2005, registered Mar 10, 2006 (175 days) · Other
- C•••• I••••••••• S••••••• C•••• to S••••••• I••••••••• S•••••••• I•••left Jan 3, 2005, registered Jan 21, 2005 (18 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 40derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address