RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J••• E••••• P••••••••
- J• W• C••• A•••••••• I••• BD affiliated currentsince Sep 5, 2023 · Tampa, Fl
- G•• S••••••••• I••• BD affiliatedJul 19, 2020 to Aug 30, 2023 · Palm Beach Gardens, Fl
- S•• BD affiliatedOct 29, 2009 to Jul 17, 2020 · Springfield, Oh
- M•• I•••••••• S•••••••• L•• BD affiliatedNov 10, 1999 to Aug 10, 2009 · Springfield, Oh
- G•• S••••••••• I••• to J• W• C••• A•••••••• I•••left Aug 30, 2023, registered Sep 5, 2023 (6 days) · Affiliated broker-dealer or bank to another
- S•• to G•• S••••••••• I•••left Jul 17, 2020, registered Jul 19, 2020 (2 days) · Affiliated broker-dealer or bank to another · moved with a team
- M•• I•••••••• S•••••••• L•• to S••left Aug 10, 2009, registered Oct 29, 2009 (80 days) · Other
- J••• E••••• P•••••••• left G•• S••••••••• I••• for J• W• C••• A•••••••• I••• (registered 2023-09-05)Aug 30, 2023 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 31derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address