RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
G••• R•••••• G•••••
- L•• F•••••••• L•• BD affiliated currentsince Apr 7, 2021 · Rochester Hills, Mi
- O•••• W•••••• I••• BD affiliatedApr 12, 2017 to Apr 8, 2021 · Troy, Mi
- R•••••• W••••• independent RIAApr 26, 2010 to Apr 11, 2017 · Troy, Mi
- F•• S••••••••• C••••••••• formerApr 22, 1999 to Jun 23, 2005 · Troy, Mi
- O•••• W•••••• I••• to L•• F•••••••• L••left Apr 8, 2021, registered Apr 7, 2021 (-1 days) · Affiliated broker-dealer or bank to another
- R•••••• W••••• to O•••• W•••••• I•••left Apr 11, 2017, registered Apr 12, 2017 (1 days) · Other
- F•• S••••••••• C••••••••• to R•••••• W•••••left Jun 23, 2005, registered Apr 26, 2010 (1768 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 40derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address