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Registered advisor
J••• P•••••• D•••••
Chartered Financial Consultant
Feed of 09/14/2026
Also filed as J D D•••••
At current firm
13 y
since Jan 2, 2013
In the industry
39 y
since Jul 24, 1987 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- O•••• I••••••••• I••• BD affiliated currentsince Jan 2, 2013 · Kill Devil Hills, Nc
- S••••••• I••••••••• S•••••••• I••• formerNov 30, 2011 to Jan 9, 2013 · Chesapeake, Va
- R•• C•••••• M••••••• L•• national BDOct 18, 2002 to Dec 14, 2011 · Nags Head, Nc
- J•• L•••••• S••••••••• I••• unclassifiedDec 31, 2001 to Oct 21, 2002 · Nags Head, Nc
Moves
a registration end followed by a registration begin elsewhere
- S••••••• I••••••••• S•••••••• I••• to O•••• I••••••••• I•••left Jan 9, 2013, registered Jan 2, 2013 (-7 days) · Other
- R•• C•••••• M••••••• L•• to S••••••• I••••••••• S•••••••• I•••left Dec 14, 2011, registered Nov 30, 2011 (-14 days) · Other
- J•• L•••••• S••••••••• I••• to R•• C•••••• M••••••• L••left Oct 21, 2002, registered Oct 18, 2002 (-3 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 39derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address