DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Eric Jason Sanborn
Feed of 09/14/2026
At current firm
23 y
since Jan 3, 2003
In the industry
28 y
since Jul 8, 1998 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
4
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- On Track Financial LLC state registered currentsince Jan 3, 2003 · Concord, Nh
- Investors Capital Advisory formerJul 18, 2014 to Sep 15, 2016 · Lynnfield, Ma
- Essential Planning, LLC independent RIAOct 29, 2002 to Jul 7, 2004 · Portsmouth, Nh
Moves
a registration end followed by a registration begin elsewhere
- Investors Capital Advisory to no registered destinationleft Sep 15, 2016 · Departure, no registered destination
- Essential Planning, LLC to On Track Financial LLCleft Jul 7, 2004, registered Jan 3, 2003 (-551 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 28derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address