RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
M•••••• H••••• R•••••••
- M••••••• P•••••• W••••• L•• state registered currentsince Aug 3, 2025 · Bradenton, Fl
- H••••• C•••••• A•••••••• L•• unclassifiedJan 2, 2020 to Aug 6, 2025 · Bradenton, Fl
- F•••• S••••••• C•••••• A•••••••• L•• unclassifiedOct 1, 2014 to Dec 31, 2015 · S•••••••, Fl
- W••••••••• W••••• M••••••••• L•• unclassifiedJun 2, 2010 to Nov 7, 2014 · S•••••••, Fl
- B••• O• A•••••• I••••••••• S•••••••• I••• unclassifiedApr 21, 2005 to Sep 18, 2008 · S•••••••, Fl
- C•••••••• G••••• M•••••• I••• BD affiliatedAug 21, 1998 to Apr 6, 2005 · Bradenton, Fl
- H••••• C•••••• A•••••••• L•• to M••••••• P•••••• W••••• L••left Aug 6, 2025, registered Aug 3, 2025 (-3 days) · Other
- F•••• S••••••• C•••••• A•••••••• L•• to H••••• C•••••• A•••••••• L••left Dec 31, 2015, registered Jan 2, 2020 (1463 days) · Other
- W••••••••• W••••• M••••••••• L•• to F•••• S••••••• C•••••• A•••••••• L••left Nov 7, 2014, registered Oct 1, 2014 (-37 days) · Other
- B••• O• A•••••• I••••••••• S•••••••• I••• to W••••••••• W••••• M••••••••• L••left Sep 18, 2008, registered Jun 2, 2010 (622 days) · Other
- C•••••••• G••••• M•••••• I••• to B••• O• A•••••• I••••••••• S•••••••• I•••left Apr 6, 2005, registered Apr 21, 2005 (15 days) · Other
- M•••••• H••••• R••••••• left H••••• C•••••• A•••••••• L•• for M••••••• P•••••• W••••• L•• (registered 2025-08-03)Aug 6, 2025 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 39derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address