RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
I•••• M•••• V•••••••••
- G•••••• W••••• P•••••••• L•• independent RIA currentsince Oct 6, 2022 · Delavan, Wi
- A•••••••• P•••• I••• formerNov 3, 2015 to Dec 31, 2022 · Delavan, Wi
- M••••• S•••••• C••••••••• unclassifiedJan 27, 2009 to Sep 8, 2009 · Boston, Ma
- A•••••••• P•••• I••• to G•••••• W••••• P•••••••• L••left Dec 31, 2022, registered Oct 6, 2022 (-86 days) · corporate re-registration, not a move
- M••••• S•••••• C••••••••• to A•••••••• P•••• I•••left Sep 8, 2009, registered Nov 3, 2015 (2247 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 44derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address