P••• L•••• T•••••

• J• W• C••• A•••••••• I••• BD affiliated current
  since Dec 15, 2023 · New Orleans, La
• C•••••••• I••••••••• R••••••• A•••••••• I••• BD affiliated
  May 27, 2009 to Dec 20, 2023 · New Orleans, La
• C••••• I••••••••• A••••••• L•• BD affiliated
  Feb 21, 2003 to May 28, 2009 · New Orleans, La

• C•••••••• I••••••••• R••••••• A•••••••• I••• to J• W• C••• A•••••••• I•••
  left Dec 20, 2023, registered Dec 15, 2023 (-5 days) · Affiliated broker-dealer or bank to another
• C••••• I••••••••• A••••••• L•• to C•••••••• I••••••••• R••••••• A•••••••• I•••
  left May 28, 2009, registered May 27, 2009 (-1 days) · Other

• ••• Locked
  Dec 20, 2023 · Advisor changed firm · fact

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

Broker-dealer affiliated wealth managerderived

Years in industry

39derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address