RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
M•••••• T••••• V•• D•• V•••••
- U•• A••••••• institutional currentsince Apr 27, 2017 · Seattle, Wa
- K••••• • P••••••• H•••••• C•••••• formerSep 27, 2005 to May 1, 2017 · Seattle, Wa
- K••••• • P•••••••• I••• unclassifiedSep 24, 2002 to Dec 15, 2003 · Seattle , Wa
- I•••••••• A••••••• I•• unclassifiedAug 26, 1998 to Oct 22, 2002 · Seattle, Wa
- K••••• • P••••••• H•••••• C•••••• to U•• A•••••••left May 1, 2017, registered Apr 27, 2017 (-4 days) · Other · moved with a team
- K••••• • P•••••••• I••• to K••••• • P••••••• H•••••• C••••••left Dec 15, 2003, registered Sep 27, 2005 (652 days) · Other
- I•••••••• A••••••• I•• to K••••• • P•••••••• I•••left Oct 22, 2002, registered Sep 24, 2002 (-28 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Institutional managerderived
- Years in industry
- 29derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address