DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Aviva Shrock Pinto
Feed of 09/14/2026
Also filed as Aviva Pinto
At current firm
5 y
since Mar 29, 2021
In the industry
34 y
since Jun 24, 1992 (earliest exam, job or registration)
Prior registered firms
6
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66, S65, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Wealthspire Advisors independent RIA currentsince Mar 29, 2021 · New York, Ny
- Wealthspire Advisors formerSep 22, 2015 to Dec 31, 2020 · New York, Ny
- Highline Wealth Management, LLC formerSep 19, 2013 to Sep 1, 2015 · New York, Ny
- Hillview Capital Advisors, LLC formerMar 2, 2010 to Feb 22, 2012 · New York, Ny
- Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseOct 23, 2009 to Dec 8, 2009 · Garden City, Ny
- Banc Of America Investment Services, Inc. unclassifiedNov 5, 2008 to Oct 23, 2009 · Garden City, Ny
- Lazard Asset Management LLC otherJun 5, 2003 to May 3, 2004 · New York, Ny
Moves
a registration end followed by a registration begin elsewhere
- Wealthspire Advisors to Wealthspire Advisorsleft Dec 31, 2020, registered Mar 29, 2021 (88 days) · corporate re-registration, not a move
- Highline Wealth Management, LLC to Wealthspire Advisorsleft Sep 1, 2015, registered Sep 22, 2015 (21 days) · Other
- Hillview Capital Advisors, LLC to Highline Wealth Management, LLCleft Feb 22, 2012, registered Sep 19, 2013 (575 days) · Other
- Merrill Lynch, Pierce, Fenner & Smith Incorporated to Hillview Capital Advisors, LLCleft Dec 8, 2009, registered Mar 2, 2010 (84 days) · Other
- Banc Of America Investment Services, Inc. to Merrill Lynch, Pierce, Fenner & Smith Incorporatedleft Oct 23, 2009, registered Oct 23, 2009 (0 days) · corporate re-registration, not a move
- Lazard Asset Management LLC to Banc Of America Investment Services, Inc.left May 3, 2004, registered Nov 5, 2008 (1647 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 34derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address