RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
H• J••••• D•••••••••
- F••••• B••••• C•••••• asset manager currentsince Jan 1, 2026 · Oakland, Ca
- N•• C•••••• A•••• M••••••••• I••• formerMay 23, 2018 to Jul 11, 2018 · Oakland, Ca
- V•• P•••• C•••••• L•• formerFeb 21, 2013 to Aug 12, 2013 · Santa Monica, Ca
- I••••••• C•••••• P••••••• asset managerMay 30, 2012 to Dec 31, 2014 · Washington, Dc
- I••• C•••••• A•••••••• L•• unclassifiedAug 20, 2009 to Jan 5, 2010 · San Francisco, Ca
- L•••••• G••••• L•• unclassifiedJun 13, 2006 to Jun 25, 2007 · Oakland, Ca
- C••••• A•••••• N••••••• L•• formerDec 16, 2005 to May 9, 2006 · Pleasant Hill, Ca
- N•• C•••••• A•••• M••••••••• I••• to F••••• B••••• C••••••left Jul 11, 2018, registered Jan 1, 2026 (2731 days) · Other
- I••••••• C•••••• P••••••• to V•• P•••• C•••••• L••left Dec 31, 2014, registered Feb 21, 2013 (-678 days) · Other
- V•• P•••• C•••••• L•• to N•• C•••••• A•••• M••••••••• I•••left Aug 12, 2013, registered May 23, 2018 (1745 days) · Other
- I••• C•••••• A•••••••• L•• to I••••••• C•••••• P•••••••left Jan 5, 2010, registered May 30, 2012 (876 days) · Other
- L•••••• G••••• L•• to I••• C•••••• A•••••••• L••left Jun 25, 2007, registered Aug 20, 2009 (787 days) · Other
- C••••• A•••••• N••••••• L•• to L•••••• G••••• L••left May 9, 2006, registered Jun 13, 2006 (35 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Asset manager (funds and pooled vehicles)derived
- Years in industry
- 39derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address