DFX Intelligence
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Registered advisor
K•••• M••• B••••••
Feed of 09/15/2026
Also filed as K•••• M••• A••••••••• M••• S••••••
At current firm
1 y
since Oct 31, 2024
In the industry
33 y
since Jul 28, 1993 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- L•• F•••••••• L•• BD affiliated currentsince Oct 31, 2024 · Sewickley, Pa
- C••••• I••••••••• A••••••• L•• BD affiliatedJun 29, 2023 to Dec 2, 2024 · Sewickley, Pa
- C••••• A•••••• N••••••• L•• formerNov 18, 2005 to Jun 29, 2023 · Butler, Pa
- M••• N••••••• A•••••••• L••••• unclassifiedMar 7, 2003 to Dec 2, 2005 · Cranberry Township, Pa
- B••• V••• S••••••••• L•• unclassifiedSep 17, 2002 to Dec 19, 2005 · Cranberry Twp, Pa
Moves
a registration end followed by a registration begin elsewhere
- C••••• I••••••••• A••••••• L•• to L•• F•••••••• L••left Dec 2, 2024, registered Oct 31, 2024 (-32 days) · Affiliated broker-dealer or bank to another · moved with a team
- C••••• A•••••• N••••••• L•• to C••••• I••••••••• A••••••• L••left Jun 29, 2023, registered Jun 29, 2023 (0 days) · corporate re-registration, not a move
- B••• V••• S••••••••• L•• to M••• N••••••• A•••••••• L•••••left Dec 19, 2005, registered Mar 7, 2003 (-1018 days) · Other
- M••• N••••••• A•••••••• L••••• to C••••• A•••••• N••••••• L••left Dec 2, 2005, registered Nov 18, 2005 (-14 days) · Other
Signals
- ••• LockedDec 2, 2024 · Advisor changed firm · fact
Transition signalsWhat these will draw onThe observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves.Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 33derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address