RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
W•••••• F•••• K•• S•••••
- P••••• F•••••••• C••••••••• institutional currentsince Dec 5, 2025 · Alameda, Ca
- A•••• A••••••• G••••• L•• unclassifiedApr 4, 2005 to Dec 31, 2006 · Greenbrae, Ca
- B•• I••• F•••••••• L•• unclassifiedMar 8, 2002 to Mar 30, 2005 · Oakland, Ca
- A•••• A••••••• G••••• L•• to P••••• F•••••••• C•••••••••left Dec 31, 2006, registered Dec 5, 2025 (6914 days) · Other
- B•• I••• F•••••••• L•• to A•••• A••••••• G••••• L••left Mar 30, 2005, registered Apr 4, 2005 (5 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Institutional managerderived
- Years in industry
- 31derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address