DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Gary R Gygi
Feed of 09/14/2026
At current firm
16 y
since Sep 23, 2009
In the industry
37 y
since May 15, 1989 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Gygi Capital Management state registered currentsince Sep 23, 2009 · Cedar Hills, Ut
- Wbb Securities, LLC state registeredFeb 5, 2007 to Dec 31, 2017 · Murray, Ut
- Eagle Gate Securities, Inc. unclassifiedMay 1, 2003 to Dec 31, 2005 · Salt Lake City, Ut
- Morgan Stanley Dw Inc. unclassifiedNov 29, 1991 to Apr 28, 2003 · Salt Lake City, Ut
Moves
a registration end followed by a registration begin elsewhere
- Wbb Securities, LLC to Gygi Capital Managementleft Dec 31, 2017, registered Sep 23, 2009 (-3021 days) · Other
- Eagle Gate Securities, Inc. to Wbb Securities, LLCleft Dec 31, 2005, registered Feb 5, 2007 (401 days) · Other
- Morgan Stanley Dw Inc. to Eagle Gate Securities, Inc.left Apr 28, 2003, registered May 1, 2003 (3 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 37derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address