RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
D••••• F•••••
- F••••• F•••••••• G••••• L•• state registered currentsince Aug 26, 2010 · Northbrook, Il
- W•••••• S••••••••• C••••••••• unclassifiedJul 5, 2006 to Jul 1, 2010 · Northbrook, Il
- I•• W••••• M••••••••• I••• BD affiliatedOct 24, 2005 to Jul 6, 2006 · Northbrook, Il
- W•••••• S••••••••• C••••••••• to F••••• F•••••••• G••••• L••left Jul 1, 2010, registered Aug 26, 2010 (56 days) · Other
- I•• W••••• M••••••••• I••• to W•••••• S••••••••• C•••••••••left Jul 6, 2006, registered Jul 5, 2006 (-1 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 34derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address