RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
- B•••• W•••••• L•• independent RIA currentsince Apr 1, 2025 · Atlanta, Ga
- B•••• W•••••• L•• formerDec 18, 2015 to Dec 31, 2024 · Atlanta, Ga
- P••••••• C•••••• S•••••••• I••• independent RIAFeb 12, 2013 to Oct 1, 2015 · Hauppauge, Ny
- L••• K••• • C•••••• formerJan 17, 2012 to Feb 1, 2013 · Atlanta, Ga
- M••••••• C••••••• I••• unclassifiedNov 11, 2009 to Jan 17, 2012 · Atlanta, Ga
- R•••••• J•••• • A••••••••• I••• national BDJul 27, 2004 to Jul 28, 2009 · Atlanta, Ga
- C•••••••• G••••• M•••••• I••• BD affiliatedDec 1, 2003 to Jun 30, 2004 · Atlanta, Ga
- B•••• W•••••• L•• to B•••• W•••••• L••left Dec 31, 2024, registered Apr 1, 2025 (91 days) · channel change inside one enterprise, not a move · moved with a team
- P••••••• C•••••• S•••••••• I••• to B•••• W•••••• L••left Oct 1, 2015, registered Dec 18, 2015 (78 days) · Other
- L••• K••• • C•••••• to P••••••• C•••••• S•••••••• I•••left Feb 1, 2013, registered Feb 12, 2013 (11 days) · Other
- M••••••• C••••••• I••• to L••• K••• • C••••••left Jan 17, 2012, registered Jan 17, 2012 (0 days) · Other
- R•••••• J•••• • A••••••••• I••• to M••••••• C••••••• I•••left Jul 28, 2009, registered Nov 11, 2009 (106 days) · Other
- C•••••••• G••••• M•••••• I••• to R•••••• J•••• • A••••••••• I•••left Jun 30, 2004, registered Jul 27, 2004 (27 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 39derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address