G••• A••• R•••••••••

• L•• F•••••••• L•• BD affiliated current
  since Feb 14, 2018 · Clearwater, Fl
• I••••• F•••••••• C••••••••• former
  Feb 10, 2009 to Feb 15, 2018 · Appleton, Wi
• T••••••••• F•••••••• A•••••••• L•• BD affiliated
  Nov 13, 1998 to Feb 18, 2009 · Clearwater, Fl

• I••••• F•••••••• C••••••••• to L•• F•••••••• L••
  left Feb 15, 2018, registered Feb 14, 2018 (-1 days) · corporate re-registration, not a move
• T••••••••• F•••••••• A•••••••• L•• to I••••• F•••••••• C•••••••••
  left Feb 18, 2009, registered Feb 10, 2009 (-8 days) · Other

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

Broker-dealer affiliated wealth managerderived

Years in industry

27derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address