RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
H•••••• B••••••• R•••••
- A••••••••• F•••••••• S•••••••• L•• national BD currentsince Oct 17, 2025 · Manitowoc, Wi
- S•••••• N••••••• • C••••••• I••••••••• national BDMar 16, 2018 to Oct 29, 2025 · Sheboygan, Wi
- B• C• Z•••••• A•• C•••••• formerJan 1, 1999 to Mar 16, 2018 · West Bend, Wi
- S•••••• N••••••• • C••••••• I••••••••• to A••••••••• F•••••••• S•••••••• L••left Oct 29, 2025, registered Oct 17, 2025 (-12 days) · Affiliated broker-dealer or bank to another
- B• C• Z•••••• A•• C•••••• to S•••••• N••••••• • C••••••• I•••••••••left Mar 16, 2018, registered Mar 16, 2018 (0 days) · corporate re-registration, not a move
- Harrold Bachmann Ribich left Stifel, Nicolaus & Company, Incorporated for Ameriprise Financial Services, Llc (registered 2025-10-17)Oct 29, 2025 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 39derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address