RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
A•••••• S••••• C••••
- W••••••••• I••••••••• A••••••• I••• independent RIA currentsince Jul 1, 2025 · Annapolis, Md
- I••••••••• C•••••• M••••••••• L•• unclassifiedJan 29, 2019 to Oct 1, 2025 · Arlington, Va
- H••••••• C•••••• M••••••••• I••• formerFeb 9, 2016 to Nov 19, 2019 · Bethesda, Md
- I••••••••• C•••••• M••••••••• L•• to W••••••••• I••••••••• A••••••• I•••left Oct 1, 2025, registered Jul 1, 2025 (-92 days) · Other
- H••••••• C•••••• M••••••••• I••• to I••••••••• C•••••• M••••••••• L••left Nov 19, 2019, registered Jan 29, 2019 (-294 days) · Other
- A•••••• S••••• C•••• left I••••••••• C•••••• M••••••••• L•• for W••••••••• I••••••••• A••••••• I••• (registered 2025-07-01)Oct 1, 2025 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 12derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address