DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

A••••• C•••••• B•••

C•••••••• I••••••••• R••••••• A•••••••• I•••BD affiliatedHendersonville, Tndual registrantIAPD 1594587

Feed of 09/14/2026

Also filed as Andy Bolt

At current firm

1 y

since Jan 22, 2025

In the industry

38 y

since Jan 13, 1988 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

C•••••••• I••••••••• R••••••• A•••••••• I••• BD affiliated current
since Jan 22, 2025 · Hendersonville, Tn
C•••••••• F••••••••• I••• BD affiliated
Feb 5, 2019 to Jan 22, 2025 · Hendersonville, Tn
B•••••• F••••• • C•••••• F•••••••• S•••••••• I••• BD affiliated
May 2, 2011 to Feb 5, 2019 · Hendersonville, Tn
S•••••• D•••••• I••••••••• A•••••••• I••• unclassified
Mar 18, 2009 to Jul 1, 2011 · Hendersonville, Tn
C•••••• F•••••••• S•••••••• I••• former
May 19, 2006 to Oct 30, 2007 · Franklin, Tn
J•••• • L••••• A••••••• unclassified
Feb 3, 2004 to Sep 16, 2005 · Franklin, Tn

Moves

a registration end followed by a registration begin elsewhere

C•••••••• F••••••••• I••• to C•••••••• I••••••••• R••••••• A•••••••• I•••
left Jan 22, 2025, registered Jan 22, 2025 (0 days) · Affiliated broker-dealer or bank to another
B•••••• F••••• • C•••••• F•••••••• S•••••••• I••• to C•••••••• F••••••••• I•••
left Feb 5, 2019, registered Feb 5, 2019 (0 days) · Affiliated broker-dealer or bank to another
S•••••• D•••••• I••••••••• A•••••••• I••• to B•••••• F••••• • C•••••• F•••••••• S•••••••• I•••
left Jul 1, 2011, registered May 2, 2011 (-60 days) · Other
C•••••• F•••••••• S•••••••• I••• to S•••••• D•••••• I••••••••• A•••••••• I•••
left Oct 30, 2007, registered Mar 18, 2009 (505 days) · Other
J•••• • L••••• A••••••• to C•••••• F•••••••• S•••••••• I•••
left Sep 16, 2005, registered May 19, 2006 (245 days) · Other

Signals

A••••• C•••••• B••• left C•••••••• F••••••••• I••• for C•••••••• I••••••••• R••••••• A•••••••• I••• (registered 2025-01-22)
Jan 22, 2025 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 38derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address