RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
K•••• E••••• M••••
- C••••• • A••••••••• I••• independent RIA currentsince Apr 13, 2020 · Tolar, Tx
- L•• F•••••••• L•• BD affiliatedApr 11, 2006 to Mar 23, 2020 · Granbury, Tx
- R•••••• J•••• • A••••••••• I••• national BDFeb 14, 2006 to Apr 4, 2006 · Ft Worth, Tx
- L•• F•••••••• L•• to C••••• • A••••••••• I•••left Mar 23, 2020, registered Apr 13, 2020 (21 days) · Affiliated broker-dealer or bank to independent RIA
- R•••••• J•••• • A••••••••• I••• to L•• F•••••••• L••left Apr 4, 2006, registered Apr 11, 2006 (7 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 26derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address