DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Andrew John Mccausland
Certified Financial Planner · Chartered Financial Consultant
Feed of 09/14/2026
Also filed as Andrew J Mccausland
At current firm
14 y
since Feb 16, 2012
In the industry
30 y
since Jun 20, 1996 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63, S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Ausdal Financial Partners, Inc. independent RIA currentsince Feb 16, 2012 · Northbrook, Il
- Harvest Investment Services, LLC independent RIAFeb 3, 2012 to Mar 15, 2012 · Oakbrook Terrace, Il
- Concourse Financial Group Advisors formerAug 1, 2003 to Mar 13, 2012 · Winnetka, Il
- Transamerica Financial Advisors, LLC BD affiliatedMar 10, 2003 to Oct 1, 2003 · Oakbrook, Il
Moves
a registration end followed by a registration begin elsewhere
- Harvest Investment Services, LLC to Ausdal Financial Partners, Inc.left Mar 15, 2012, registered Feb 16, 2012 (-28 days) · Other
- Concourse Financial Group Advisors to Harvest Investment Services, LLCleft Mar 13, 2012, registered Feb 3, 2012 (-39 days) · Other
- Transamerica Financial Advisors, LLC to Concourse Financial Group Advisorsleft Oct 1, 2003, registered Aug 1, 2003 (-61 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 30derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address