DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
David Deane Powell
Feed of 09/14/2026
Also filed as Dave Powell
At current firm
10 y
since May 11, 2016
In the industry
33 y
since Nov 16, 1992 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Osaic Wealth, Inc. BD affiliated currentsince May 11, 2016 · Oklahoma City, Ok
- First Independent Advisory Services, Inc. unclassifiedJul 5, 2012 to Aug 18, 2016 · Bethany, Ok
- Cetera Investment Services LLC formerJan 18, 2007 to Jul 3, 2012 · Oklahoma City, Ok
- Arvest Wealth Management independent RIAFeb 21, 2003 to Jan 12, 2007 · Oklahoma City, Ok
Moves
a registration end followed by a registration begin elsewhere
- First Independent Advisory Services, Inc. to Osaic Wealth, Inc.left Aug 18, 2016, registered May 11, 2016 (-99 days) · Other · moved with a team
- Cetera Investment Services LLC to First Independent Advisory Services, Inc.left Jul 3, 2012, registered Jul 5, 2012 (2 days) · Other
- Arvest Wealth Management to Cetera Investment Services LLCleft Jan 12, 2007, registered Jan 18, 2007 (6 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 33derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address