RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
R•••••• A•••• V••••••
- 4••• A••••••• G••••• I••• state registered currentsince Mar 6, 2024 · Sandy Springs, Ga
- 4••• A••••••• G••••• I••• state registeredMay 13, 2019 to Dec 31, 2023 · Sandy Springs, Ga
- 4••• A••••••• G••••• I••• state registeredJan 5, 2010 to Dec 31, 2017
- C•••••••• F••••••••• I••• BD affiliatedFeb 11, 2005 to Nov 11, 2009 · Atlanta, Ga
- W••••••••• F•••••••• G••••• I••• unclassifiedMay 11, 2004 to Dec 31, 2004 · Atlanta, Ga
- C•••••••• G••••• M•••••• I••• BD affiliatedJan 20, 2004 to May 17, 2004 · Atlanta, Ga
- C•••••••• F••••••••• I••• to 4••• A••••••• G••••• I•••left Nov 11, 2009, registered Jan 5, 2010 (55 days) · Other
- W••••••••• F•••••••• G••••• I••• to C•••••••• F••••••••• I•••left Dec 31, 2004, registered Feb 11, 2005 (42 days) · Other
- C•••••••• G••••• M•••••• I••• to W••••••••• F•••••••• G••••• I•••left May 17, 2004, registered May 11, 2004 (-6 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 38derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address