RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J•••• L••••••• O••••
- M•••••• C•••••• M••••••••• independent RIA currentsince Apr 2, 2018 · M••••••, Pa
- O•••••••• R••••••••• A•••••••• I••• formerAug 13, 2016 to Apr 27, 2018 · M••••••, Pa
- P••••••••• C••••••••• F•• I••••••••• S••••••• unclassifiedNov 6, 2006 to Nov 6, 2006 · Wayne, Pa
- U•••• F•••••••• S••••••• G••••• I••• unclassifiedOct 25, 2006 to Nov 14, 2006 · Wayne, Pa
- S•••• F•••••••• A•••••••• L•• unclassifiedFeb 1, 2006 to Aug 16, 2006 · Devon, Pa
- R••••• F•••••••• A•••••••• I••• formerAug 3, 1993 to Mar 21, 2005 · Wayne, Pa
- O•••••••• R••••••••• A•••••••• I••• to M•••••• C•••••• M•••••••••left Apr 27, 2018, registered Apr 2, 2018 (-25 days) · RIA to RIA
- U•••• F•••••••• S••••••• G••••• I••• to P••••••••• C••••••••• F•• I••••••••• S•••••••left Nov 14, 2006, registered Nov 6, 2006 (-8 days) · Other
- P••••••••• C••••••••• F•• I••••••••• S••••••• to O•••••••• R••••••••• A•••••••• I•••left Nov 6, 2006, registered Aug 13, 2016 (3568 days) · Other
- S•••• F•••••••• A•••••••• L•• to U•••• F•••••••• S••••••• G••••• I•••left Aug 16, 2006, registered Oct 25, 2006 (70 days) · Other
- R••••• F•••••••• A•••••••• I••• to S•••• F•••••••• A•••••••• L••left Mar 21, 2005, registered Feb 1, 2006 (317 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 33derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address