RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
B••••••• C••• H•••••••••
- T•••••••• I••••••••• M••••••••• L•• state registered currentsince Jun 13, 2023 · Panama City Beach, Fl
- C••• S••••• P••••••• A•••• M••••••••• independent RIAJul 1, 2020 to May 4, 2021 · Richmond, Va
- T•••••••• A•••• M••••••••• L•• formerMay 20, 2019 to Nov 13, 2020 · Summit, Nj
- T•••••••• C•••••• M••••••••• L•• formerJul 1, 2002 to Dec 10, 2019 · Summit, Nj
- C••• S••••• P••••••• A•••• M••••••••• to T•••••••• I••••••••• M••••••••• L••left May 4, 2021, registered Jun 13, 2023 (770 days) · RIA to a state-registered adviser
- T•••••••• A•••• M••••••••• L•• to C••• S••••• P••••••• A•••• M•••••••••left Nov 13, 2020, registered Jul 1, 2020 (-135 days) · RIA to RIA · moved with a team
- T•••••••• C•••••• M••••••••• L•• to T•••••••• A•••• M••••••••• L••left Dec 10, 2019, registered May 20, 2019 (-204 days) · RIA to a newly registered adviser · moved with a team
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 39derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address