RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
E••• D••• R••••••••
- A••••••• I••••••••• S••••••••• G••••• L•• i••••••••• wealth currentsince Aug 18, 2017 · Eagle, Id
- F•• S••••••••• C••••••••• formerJun 22, 1995 to Dec 26, 2018 · Bozeman, Mt
- R•••• M••••••• F•••••••• A••••••• L•• unclassifiedMar 20, 1995 to Dec 31, 2003 · Missoula, Mt
- F•• S••••••••• C••••••••• to A••••••• I••••••••• S••••••••• G••••• L••left Dec 26, 2018, registered Aug 18, 2017 (-495 days) · Other
- R•••• M••••••• F•••••••• A••••••• L•• to F•• S••••••••• C•••••••••left Dec 31, 2003, registered Jun 22, 1995 (-3114 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- I••••••••• WEALTHderived
- Years in industry
- 39derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address