RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J•••• A•••• P••••••
- L•• E••••••••• L•• BD affiliated currentsince Feb 26, 2026 · Warrington, Pa
- P•••• S••••••••• L•• no RAUMSep 27, 2024 to Oct 21, 2024 · Warrington, Pa
- A••••••••• F•••••••• S•••••••• L•• national BDSep 29, 2003 to Mar 22, 2021 · Bethlehem, Pa
- P•••• S••••••••• L•• to L•• E••••••••• L••left Oct 21, 2024, registered Feb 26, 2026 (493 days) · Affiliated broker-dealer or bank to another
- A••••••••• F•••••••• S•••••••• L•• to P•••• S••••••••• L••left Mar 22, 2021, registered Sep 27, 2024 (1285 days) · Affiliated broker-dealer or bank to another
- J•••• A•••• P•••••• left P•••• S••••••••• L•• for L•• E••••••••• L•• (registered 2026-02-26)Oct 21, 2024 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 39derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address