RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J••••• J•••• M•••••
- M••••• F•••••••• state registered currentsince Feb 5, 2025 · Bradenton, Fl
- I••••••••• A••••••• S••••••• I•• formerApr 21, 2009 to Aug 26, 2009 · Trinity, Fl
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseNov 13, 2003 to Apr 5, 2004 · Tampa, Fl
- E•••••••• A•••••••• L•• national BDAug 15, 2003 to Nov 24, 2003 · Tampa, Fl
- I••••••••• A••••••• S••••••• I•• to M••••• F••••••••left Aug 26, 2009, registered Feb 5, 2025 (5642 days) · Other
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to I••••••••• A••••••• S••••••• I••left Apr 5, 2004, registered Apr 21, 2009 (1842 days) · Other
- E•••••••• A•••••••• L•• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••left Nov 24, 2003, registered Nov 13, 2003 (-11 days) · Affiliated broker-dealer or bank to wirehouse
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 39derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address