RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
W•••• L••• G•••••••••
- Title
- Financial Advisorreportedaldeninvestmentgroup.comfirm site, Sep 15, 2026
Only business contact points the firm published under its own name are shown; nothing is inferred, and personal accounts are never read. What the bio page says is printed as the firm printed it, with the sentence it came from; years are the firm’s claim, not a count of registrations.
- A•••• I••••••••• G•••• independent RIA currentsince Sep 13, 2024 · Charlestown, Ma
- T•••• A••••••• G•••• L•• independent RIAFeb 10, 2020 to Sep 16, 2024 · Birmingham, Al
- L•• F•••••••• L•• BD affiliatedAug 1, 2016 to Feb 26, 2020 · Charlestown, Ma
- I•••••••• C•••••• A••••••• formerDec 16, 2009 to Aug 2, 2016 · Framingham, Ma
- B••• G••••• • C••••••• I••• independent RIAOct 3, 2007 to Dec 16, 2009 · Orange, Ca
- F•••• M••••••••• I••••••••• C••••••••• unclassifiedMar 5, 2007 to Sep 12, 2007 · Framingham, Ma
- B••• O• A•••••• I••••••••• S•••••••• I••• unclassifiedOct 20, 2004 to Feb 16, 2007 · Boston, Ma
- Q•••• • R•••••• I••• unclassifiedJul 24, 2003 to Oct 20, 2004 · Boston, Ma
- T•••• A••••••• G•••• L•• to A•••• I••••••••• G••••left Sep 16, 2024, registered Sep 13, 2024 (-3 days) · RIA to RIA
- L•• F•••••••• L•• to T•••• A••••••• G•••• L••left Feb 26, 2020, registered Feb 10, 2020 (-16 days) · Affiliated broker-dealer or bank to independent RIA
- I•••••••• C•••••• A••••••• to L•• F•••••••• L••left Aug 2, 2016, registered Aug 1, 2016 (-1 days) · Other
- B••• G••••• • C••••••• I••• to I•••••••• C•••••• A•••••••left Dec 16, 2009, registered Dec 16, 2009 (0 days) · Other
- F•••• M••••••••• I••••••••• C••••••••• to B••• G••••• • C••••••• I•••left Sep 12, 2007, registered Oct 3, 2007 (21 days) · Other
- B••• O• A•••••• I••••••••• S•••••••• I••• to F•••• M••••••••• I••••••••• C•••••••••left Feb 16, 2007, registered Mar 5, 2007 (17 days) · Other
- Q•••• • R•••••• I••• to B••• O• A•••••• I••••••••• S•••••••• I•••left Oct 20, 2004, registered Oct 20, 2004 (0 days) · corporate re-registration, not a move
- W•••• L••• G••••••••• left T•••• A••••••• G•••• L•• for A•••• I••••••••• G•••• (registered 2024-09-13)Sep 16, 2024 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 29derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address