DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

M••••• A•••• C•••••••

M•••••• L••••• P•••••• F••••• • S•••• I•••••••••wirehouseMiami, Fldual registrantIAPD 1628895

Feed of 09/14/2026

Also filed as M••••• A•••• C•••••••

At current firm

5 y

since Oct 27, 2020

In the industry

19 y

since Nov 30, 2006 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse current
since Oct 27, 2020 · Miami, Fl
O••••••••• • C•• I••• BD affiliated
Oct 28, 2019 to Oct 30, 2020 · Coral Gables, Fl
H••• S••••••••• •••• I••• BD affiliated
Nov 5, 2018 to Aug 14, 2019 · Miami, Fl
C••••• S••••• S••••••••• •••• L•• former
Jun 11, 2009 to Oct 8, 2014 · Miami, Fl
C•••••••• G••••• M•••••• I••• BD affiliated
May 29, 2007 to May 29, 2009 · Miami, Fl
C••••••• I••••••••• S••••••• unclassified
Nov 30, 2006 to May 29, 2007 · Miami, Fl

Moves

a registration end followed by a registration begin elsewhere

O••••••••• • C•• I••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••
left Oct 30, 2020, registered Oct 27, 2020 (-3 days) · Affiliated broker-dealer or bank to wirehouse
H••• S••••••••• •••• I••• to O••••••••• • C•• I•••
left Aug 14, 2019, registered Oct 28, 2019 (75 days) · Affiliated broker-dealer or bank to another
C••••• S••••• S••••••••• •••• L•• to H••• S••••••••• •••• I•••
left Oct 8, 2014, registered Nov 5, 2018 (1489 days) · Other
C•••••••• G••••• M•••••• I••• to C••••• S••••• S••••••••• •••• L••
left May 29, 2009, registered Jun 11, 2009 (13 days) · Other
C••••••• I••••••••• S••••••• to C•••••••• G••••• M•••••• I•••
left May 29, 2007, registered May 29, 2007 (0 days) · corporate re-registration, not a move

Signals

No dated event on this person.

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Wirehousederived
Years in industry: 19derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address