DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Malcolm Douglas Maclennan
Feed of 09/15/2026
Also filed as Malcolm Maclennon
At current firm
6 y
since Mar 10, 2020
In the industry
39 y
since Mar 13, 1987 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Nfsg Corporation BD affiliated currentsince Mar 10, 2020 · Boca Raton, Fl
- Fsc Securities Corporation formerMar 17, 2017 to Apr 3, 2019 · Los Angeles, Ca
- Oppenheimer & Co. Inc. BD affiliatedNov 24, 2010 to Mar 27, 2017 · Los Angeles, Ca
- Crowell, Weedon & Co. formerJun 12, 2009 to Dec 10, 2010 · Losa Ngenes, Ca
- Morgan Stanley Dw Inc. unclassifiedNov 2, 1998 to Jul 11, 2005 · Pasadena, Ca
Moves
a registration end followed by a registration begin elsewhere
- Fsc Securities Corporation to Nfsg Corporationleft Apr 3, 2019, registered Mar 10, 2020 (342 days) · Affiliated broker-dealer or bank to another
- Oppenheimer & Co. Inc. to Fsc Securities Corporationleft Mar 27, 2017, registered Mar 17, 2017 (-10 days) · Other
- Crowell, Weedon & Co. to Oppenheimer & Co. Inc.left Dec 10, 2010, registered Nov 24, 2010 (-16 days) · Other
- Morgan Stanley Dw Inc. to Crowell, Weedon & Co.left Jul 11, 2005, registered Jun 12, 2009 (1432 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 39derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address