RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J••• J••••• M•••
- C••••••••• A••••••• other currentsince Jun 9, 2026 · Dedham, Ma
- M•••• W••••• M••••••••• L•• formerAug 11, 2020 to Sep 27, 2022 · Westwood, Ma
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseAug 11, 2004 to Feb 22, 2018 · Boston, Ma
- M•••• W••••• M••••••••• L•• to C••••••••• A•••••••left Sep 27, 2022, registered Jun 9, 2026 (1351 days) · RIA to a newly registered adviser
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to M•••• W••••• M••••••••• L••left Feb 22, 2018, registered Aug 11, 2020 (901 days) · Wirehouse to independent RIA
- J••• J••••• M••• left M•••• W••••• M••••••••• L•• for C••••••••• A••••••• (registered 2026-06-09)Sep 27, 2022 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Other adviserderived
- Years in industry
- 39derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address