RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
W•••••• M• B•••••••
- L•• E••••••••• L•• BD affiliated currentsince Jun 3, 2026 · Holmdel, Nj
- O••••••••• • C•• I••• BD affiliatedSep 15, 2021 to Sep 1, 2022 · New York, Ny
- N••••••••• M••••• I••••••••• S••••••••• no RAUMMay 13, 2021 to Jul 2, 2021 · Wall Township, Nj
- O••••••••• • C•• I••• to L•• E••••••••• L••left Sep 1, 2022, registered Jun 3, 2026 (1371 days) · Affiliated broker-dealer or bank to another
- N••••••••• M••••• I••••••••• S••••••••• to O••••••••• • C•• I•••left Jul 2, 2021, registered Sep 15, 2021 (75 days) · Other
- W•••••• M• B••••••• left O••••••••• • C•• I••• for L•• E••••••••• L•• (registered 2026-06-03)Sep 1, 2022 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 38derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address