RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
P••• A• L•••••••
- P•••••••• G••••• A•••• M••••••••• L•• independent RIA currentsince Apr 15, 2019 · P••••••••, Nj
- F••••••••• A••••••• formerNov 21, 2012 to Jan 22, 2019 · Edison, Nj
- D••••••• W••••• M••••••••• L•• independent RIAApr 8, 2010 to Nov 26, 2012 · Forked River, Nj
- D••••••• A•••• M••••••••• I••• unclassifiedJun 2, 1997 to Jun 29, 2010 · Manalapan, Nj
- F••••••••• A••••••• to P•••••••• G••••• A•••• M••••••••• L••left Jan 22, 2019, registered Apr 15, 2019 (83 days) · RIA to RIA
- D••••••• W••••• M••••••••• L•• to F••••••••• A•••••••left Nov 26, 2012, registered Nov 21, 2012 (-5 days) · Other
- D••••••• A•••• M••••••••• I••• to D••••••• W••••• M••••••••• L••left Jun 29, 2010, registered Apr 8, 2010 (-82 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 39derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address