S•••• T•••••• S••••

• U••• B•••••• A•••••••• L•• BD affiliated current
  since Feb 13, 2026 · Saint Louis, Mo
• U••• B•••••• I••••••••• I••• former
  Aug 16, 2013 to Feb 13, 2026 · Saint Paul, Mn
• F•••• T•••• S••••••••• I••• BD affiliated
  Aug 15, 2008 to Aug 23, 2013 · St. Louis, Mo
• M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse
  Apr 17, 2001 to Aug 21, 2008 · St. Peters, Mo

• U••• B•••••• I••••••••• I••• to U••• B•••••• A•••••••• L••
  left Feb 13, 2026, registered Feb 13, 2026 (0 days) · corporate re-registration, not a move
• F•••• T•••• S••••••••• I••• to U••• B•••••• I••••••••• I•••
  left Aug 23, 2013, registered Aug 16, 2013 (-7 days) · Other
• M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to F•••• T•••• S••••••••• I•••
  left Aug 21, 2008, registered Aug 15, 2008 (-6 days) · Other

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

Broker-dealer affiliated wealth managerderived

Years in industry

39derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address