DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
John Daniel Spengler
Feed of 09/14/2026
At current firm
5 y
since Nov 11, 2020
In the industry
39 y
since May 27, 1987 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
3
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Venture Visionary Partners LLC independent RIA currentsince Nov 11, 2020 · Boynton Beach, Fl
- UBS Financial Services Inc. wirehouseFeb 9, 2007 to Nov 20, 2020 · Sylvania, Oh
- Keybanc Capital Markets Inc. unclassifiedOct 31, 2006 to Feb 9, 2007 · Toledo, Oh
Moves
a registration end followed by a registration begin elsewhere
- UBS Financial Services Inc. to Venture Visionary Partners LLCleft Nov 20, 2020, registered Nov 11, 2020 (-9 days) · Wirehouse to independent RIA · moved with a team
- Keybanc Capital Markets Inc. to UBS Financial Services Inc.left Feb 9, 2007, registered Feb 9, 2007 (0 days) · corporate re-registration, not a move
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 39derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address