DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Steven Edward Drahozal
Feed of 09/15/2026
Also filed as Steve Drahozal
At current firm
2 y
since Feb 13, 2024
In the industry
39 y
since Aug 24, 1987 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- Brookstone Wealth Advisors, LLC no RAUM currentsince Feb 13, 2024 · Wheaton, Il
- Securities America Advisors, Inc. formerMay 14, 2021 to Feb 23, 2024 · Hartland, Mi
- Spc BD affiliatedJun 7, 2018 to May 17, 2021 · Hartland, Mi
- Foresters Equity Services, Inc. formerFeb 2, 2011 to Jun 8, 2018 · Hartland, Mi
Moves
a registration end followed by a registration begin elsewhere
- Securities America Advisors, Inc. to Brookstone Wealth Advisors, LLCleft Feb 23, 2024, registered Feb 13, 2024 (-10 days) · Other
- Spc to Securities America Advisors, Inc.left May 17, 2021, registered May 14, 2021 (-3 days) · Affiliated broker-dealer or bank to another
- Foresters Equity Services, Inc. to Spcleft Jun 8, 2018, registered Jun 7, 2018 (-1 days) · Affiliated broker-dealer or bank to another
Signals
- Steven Edward Drahozal left Securities America Advisors, Inc. for Brookstone Wealth Advisors, Llc (registered 2024-02-13)Feb 23, 2024 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- No RAUM reportedderived
- Years in industry
- 39derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address