DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

G•••••• A••• W••••••

C••• L••BD affiliatedLittleton, Co IA-onlyIAPD 1661222

Certified Financial Planner · Chartered Financial Consultant

Feed of 09/14/2026

Also filed as Greg W••••••

At current firm

1 y

since Jun 9, 2025

In the industry

31 y

since Apr 28, 1995 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

C••• L•• BD affiliated current
since Jun 9, 2025 · Littleton, Co
M•••• W••••• M••••••••• L•• former
Aug 26, 2016 to Dec 14, 2016 · Littleton, Co
C•••••• I••••••••• G•••• I•• former
May 13, 2016 to Dec 18, 2019 · Littleton, Co
M••••• L••••• former
May 5, 2014 to Apr 2, 2015 · Littleton, Co
W•••••• • A••••••••• L•• former
Jun 4, 2010 to Sep 12, 2025 · Littleton, Co
N••••••••• M••••• I••••••••• S••••••••• no RAUM
Aug 14, 2007 to Jun 8, 2010 · Lakewood, Co
N•••••• P••••••• A•••••••• L••••• unclassified
Jan 14, 2005 to Jan 27, 2006 · Lakewood, Co
N••••••••• M••••• W••••• M••••••••• C•••••• unclassified
Dec 11, 2003 to Apr 30, 2007 · Milwaukee, Wi
F•••••••• B••••••••• L•• unclassified
Jun 21, 2001 to Dec 8, 2004 · Lakewood, Co

Moves

a registration end followed by a registration begin elsewhere

W•••••• • A••••••••• L•• to M••••• L•••••
left Sep 12, 2025, registered May 5, 2014 (-4148 days) · Other
C•••••• I••••••••• G•••• I•• to M•••• W••••• M••••••••• L••
left Dec 18, 2019, registered Aug 26, 2016 (-1209 days) · Other · moved with a team
M•••• W••••• M••••••••• L•• to C••• L••
left Dec 14, 2016, registered Jun 9, 2025 (3099 days) · Other
M••••• L••••• to C•••••• I••••••••• G•••• I••
left Apr 2, 2015, registered May 13, 2016 (407 days) · Other · moved with a team
N••••••••• M••••• I••••••••• S••••••••• to W•••••• • A••••••••• L••
left Jun 8, 2010, registered Jun 4, 2010 (-4 days) · Other
N••••••••• M••••• W••••• M••••••••• C•••••• to N•••••• P••••••• A•••••••• L•••••
left Apr 30, 2007, registered Jan 14, 2005 (-836 days) · Other
N•••••• P••••••• A•••••••• L••••• to N••••••••• M••••• I••••••••• S•••••••••
left Jan 27, 2006, registered Aug 14, 2007 (564 days) · Other
F•••••••• B••••••••• L•• to N••••••••• M••••• W••••• M••••••••• C••••••
left Dec 8, 2004, registered Dec 11, 2003 (-363 days) · Other

Signals

G•••••• A••• W•••••• left W•••••• • A••••••••• L•• for M••••• L••••• (registered 2014-05-05)
Sep 12, 2025 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 31derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address