RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
A••••• C•••••• V•••••••
- C••• I••••••••• A••••••• S•••••••• L•• institutional currentsince Sep 30, 2019 · Cleveland, Oh
- C••• W••••• M••••••••• L•• unclassifiedMay 28, 2010 to Apr 1, 2011 · Cleveland, Oh
- C••• R••••••••• P••• A••••••• S••••••• institutionalFeb 8, 2000 to Dec 31, 2021 · Plymouth Meeting, Pa
- C••• R••••••••• P••• A••••••• S••••••• to C••• W••••• M••••••••• L••left Dec 31, 2021, registered May 28, 2010 (-4235 days) · Other
- C••• W••••• M••••••••• L•• to C••• I••••••••• A••••••• S•••••••• L••left Apr 1, 2011, registered Sep 30, 2019 (3104 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Institutional managerderived
- Years in industry
- 40derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address