DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Lynn Ann Ferraina
Feed of 09/14/2026
At current firm
30 y
since Jan 9, 1996
In the industry
34 y
since Jun 1, 1992 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
2
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- Osaic Wealth, Inc. BD affiliated currentsince Nov 3, 2023 · Naples, Fl
- Ciccarelli Advisory Services Inc independent RIA currentsince Jan 9, 1996 · Naples, Fl
- Fsc Securities Corporation formerSep 21, 1993 to Nov 3, 2023 · Bonita Springs, Fl
Moves
a registration end followed by a registration begin elsewhere
- Fsc Securities Corporation to Ciccarelli Advisory Services Incleft Nov 3, 2023, registered Jan 9, 1996 (-10160 days) · Other · moved with a team
Signals
- Lynn Ann Ferraina left Fsc Securities Corporation for Ciccarelli Advisory Services Inc (registered 1996-01-09)Nov 3, 2023 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 34derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address