RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
F•••• J••••• G•••••••
- R•••••• J•••• • A••••••••• I••• national BD currentsince Mar 14, 2024 · St. Petersburg, Fl
- U••• B•••••• I••••••••• I••• formerJan 4, 2012 to Mar 12, 2024 · Downers Grove, Il
- F•••• T•••• S••••••••• I••• BD affiliatedMar 9, 2009 to Jan 6, 2012 · Northbrook, Il
- B••• O• A•••••• I••••••••• S•••••••• I••• unclassifiedJul 7, 2006 to Mar 4, 2009 · Chicago, Il
- C••••••• I••••••••• S••••••• unclassifiedJan 12, 2004 to Jul 20, 2006 · Brookfield, Il
- Q•••• • R•••••• I••• unclassifiedMar 5, 2003 to Jan 8, 2004 · Chicago, Il
- A• G• E•••••• • S•••• I••• unclassifiedDec 4, 2001 to Dec 6, 2002 · Lisle, Il
- U••• B•••••• I••••••••• I••• to R•••••• J•••• • A••••••••• I•••left Mar 12, 2024, registered Mar 14, 2024 (2 days) · Affiliated broker-dealer or bank to another
- F•••• T•••• S••••••••• I••• to U••• B•••••• I••••••••• I•••left Jan 6, 2012, registered Jan 4, 2012 (-2 days) · Other
- B••• O• A•••••• I••••••••• S•••••••• I••• to F•••• T•••• S••••••••• I•••left Mar 4, 2009, registered Mar 9, 2009 (5 days) · Other
- C••••••• I••••••••• S••••••• to B••• O• A•••••• I••••••••• S•••••••• I•••left Jul 20, 2006, registered Jul 7, 2006 (-13 days) · Other
- Q•••• • R•••••• I••• to C••••••• I••••••••• S•••••••left Jan 8, 2004, registered Jan 12, 2004 (4 days) · Other
- A• G• E•••••• • S•••• I••• to Q•••• • R•••••• I•••left Dec 6, 2002, registered Mar 5, 2003 (89 days) · Other
- F•••• J••••• G••••••• left U••• B•••••• I••••••••• I••• for R•••••• J•••• • A••••••••• I••• (registered 2024-03-14)Mar 12, 2024 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 39derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address